Q12 · UPSC Civil Services Mains 2018 · GS II · 15 marks · 4 min read

← Q1 Q5 →

How far do you agree with the view that tribunals curtail the jurisdiction of ordinary courts? In view of the above, discuss the constitutional validity and competency of the tribunals in India. (15).

Topic: Separation of Powers. Syllabus: Separation of powers between various organs; dispute redressal mechanisms and institutions. Same official PYQ from year-wise 2018 and Separation of Powers.

Revision summary

Tribunals divert original disputes from ordinary courts but cannot oust High Court judicial review. Articles 323A and 323B give Parliament (and in 323B, States where listed) power to create tribunals. L. Chandra Kumar (1997) held Articles 32, 226 and 227 to be basic structure; tribunals are courts of first instance. Sampath Kumar and the Madras Bar Association line require court-like independence. Competency exists; exclusion of constitutional courts does not.

Model answer

Introduction

Tribunals are specialised forums created by statute to hear service, tax, environment, company and other disputes with speed and technical skill. They do take work away from the original side of High Courts and district courts. They do not, if the Supreme Court’s basic-structure cases are obeyed, take away the High Court’s power of judicial review or the Supreme Court’s power under Article 32.

Body

How far tribunals curtail ordinary courts

  • Articles 323A and 323B, inserted by the Forty-second Amendment, allow administrative tribunals and other tribunals and even speak of excluding the jurisdiction of all courts except the Supreme Court.
  • In practice, CAT, SAT, ITAT, NGT, NCLT/NCLAT and similar bodies hear first-instance disputes that once went to High Courts or civil courts. That is a real curtailment of ordinary original jurisdiction.
  • The gain claimed is expertise, fewer adjournments, and relief for a crowded High Court roster.
  • The cost is forum shopping, uneven quality of members, and a citizen who must travel to a tribunal Bench instead of the local district court.
  • Agreement with the view should therefore be partial: tribunals curtail ordinary original jurisdiction by design; they must not curtail constitutional jurisdiction.

Constitutional validity

  • S.P. Sampath Kumar v. Union of India (1987) first treated a tribunal as a possible substitute for a High Court if independence and judicial character were secured.
  • L. Chandra Kumar v. Union of India (1997) is the controlling case. A seven-judge Bench held that judicial review by High Courts under Articles 226 and 227, and by the Supreme Court under Article 32, is part of the basic structure. A tribunal is a court of first instance; its orders are open to a Division Bench of the High Court.
  • Exclusion clauses that try to shut out the High Court are therefore invalid even if 323A or 323B use the word “exclude”.
  • Madras Bar Association cases on the National Tax Tribunal and later on appointments held that a tribunal which replaces a court must have a court-like independence: tenure, selection, and freedom from the parent ministry.
  • Rojer Mathew v. South Indian Bank (2019) and later Tribunal Reforms litigation struck or read down rules that gave the Union excessive say in appointment and short tenure. Validity of the tribunal idea survived; invalidity attached to dependent, short-term Benches.

Competency

  • Parliament is competent under Article 323A to make administrative tribunals for Union and State services, and under 323B, with States where the entry allows, to make tribunals on the listed fields (tax, industrial and labour, land reforms, urban ceiling, elections to the legislature except Parliament and State legislatures’ own elections in some clauses, and other named heads).
  • Competency is also drawn from the relevant Seventh Schedule entries (for example tax, environment, company law) plus Articles 245–246.
  • Competency does not include ousting Articles 32, 226 and 227, nor creating a tribunal that is an administrative wing of the ministry whose orders it reviews.
  • The Law Commission and several Benches have asked for a National Tribunals Commission so that appointments, infrastructure and disciplinary control sit outside the parent department.

Balanced view

  • Tribunals are constitutionally valid specialised first-instance courts, not a parallel judiciary that replaces High Courts.
  • They curtail ordinary courts only in the narrow sense of original fact-finding; they fail the Constitution when they become a wall against judicial review or a parking place for post-retirement patronage.

Flow diagram

flowchart TD
  T[Articles 323A and 323B] --> F[First instance expert forum]
  F --> O[Curtails ordinary original side]
  T --> C[L Chandra Kumar 1997]
  C --> H[HC 226 227 and SC 32 saved]
  F --> I[Independence of members]

Conclusion

The view is right that tribunals take original work away from ordinary courts, and wrong if it means they may shut the High Court door. Articles 323A and 323B, read with Chandra Kumar, make tribunals competent and valid as first-instance expert forums whose orders remain under Division-Bench review. Independence of appointment and tenure is the condition of that validity.

Quick related

Students also ask

PYQ trend

When UPSC asked this

Related PYQs from other years, newest first. Open a question to read it.

  1. 2024 · Q2 · GS II · 10 marks

    Explain and distinguish between Lok Adalats and Arbitration Tribunals. Whether they entertain civil as well as criminal cases?

    View answer →

  2. 2020 · Q12 · GS II · 15 marks

    Judicial Legislation is antithetical to the doctrine of separation of powers as envisaged in the Indian Constitution. In this context justify the filing of large number of public interest petitions praying for issuing guidelines to executive authorities.

    View answer →

  3. 2019 · Q1 · GS II · 10 marks

    Do you think that constitution of India does not accept principle of strict separation of powers rather it is based on the principle of 'checks and balance'? Explain.

    View answer →

  4. 2015 · Q5 · GS II · 12 marks

    Resorting to ordinances has always raised concern on violation of the spirit of separation of power doctrine. While noting the rationales justifying the power to promulgate, analyse whether the decision of the Supreme Court on the issue have further facilitated to resorting to this power. Should the power to promulgate the ordinances be repealed?

    View answer →

More from this topic

Q2 · UPSC Mains 2024 · GS II · 10 marks

Explain and distinguish between Lok Adalats and Arbitration Tribunals. Whether they entertain civil as well as criminal cases?

Separation of Powers

Lok Adalat is a Legal Services Authorities Act forum: conciliation, award as a decree, generally no appeal. It hears civil matters and compoundable criminal cases, not non-compoundable crime. Arbitration is contractual under the 1996 Act: civil-commercial disputes, Section 34 challenge, no criminal trial. Booz Allen and Vidya Drolia mark what cannot be sent to a private tribunal. Permanent Lok Adalats for public utilities are a statutory hybrid, still not private arbitration. The working distinction is public compromise at little cost versus paid private adjudication.

Q12 · UPSC Mains 2020 · GS II · 15 marks

Judicial Legislation is antithetical to the doctrine of separation of powers as envisaged in the Indian Constitution. In this context justify the filing of large number of public interest petitions praying for issuing guidelines to executive authorities.

Separation of Powers

Indian separation of powers is checks and balances with a justiciable Part III, not a sealed legislative monopoly. Guidelines that mimic a statute sit uneasily with Article 245 if they become permanent. Vishaka and D.K. Basu justified PIL guidelines as interim rights protection until Parliament or the executive acted. Volume of PILs tracks executive failure on police, environment and welfare as much as judicial overreach. Justification holds only if courts retreat when a competent law occupies the field and throw out frivolous petitions.

Q1 · UPSC Mains 2019 · GS II · 10 marks

Do you think that constitution of India does not accept principle of strict separation of powers rather it is based on the principle of 'checks and balance'? Explain.

Separation of Powers

India does not follow a rigid American separation of powers. Ram Jawaya Kapur (1955) treated the Cabinet as part of a parliamentary legislature. Articles 13, 32 and 226, charged judicial salaries, and a hard removal process are mutual checks. Kesavananda and Minerva Mills keep judicial review inside the basic structure. The design is checks and balances, not sealed branches.

Toppers' copies

Toppers' copies for this question will be uploaded soon.